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David Kelly

Charles Schwab & CO., INC.
13 Years of Experience
Orland Park, IL
1 DisclosureBroker
View SEC Summary
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David Kelly is a registered investment advisor at Charles Schwab & CO., INC., based in Orland Park, IL, with 13 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14225 95th Ave, Suite 422, Orland Park, IL, 60462

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History

Regulatory History (1)
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Judgment / Lien
July 2005
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
November 2025 - Present · 11 mos
Charles Schwab & CO., INC.Broker
November 2025 - Present · 11 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - September 2025 · 6 mos
Fidelity Personal and Workplace Advisors
July 2018 - March 2025 · 6 yrs 8 mos
Strategic Advisers LLC
November 2016 - July 2018 · 1 yr 8 mos
Fidelity Brokerage Services LLCBroker
November 2016 - September 2025 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - October 2016 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2012 - October 2016 · 4 yrs
State Registrations5 states
FLILINMIWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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