EH
EH

Edward Harris

22 Years of Experience
Renton, WA
4 DisclosuresBroker

Edward Harris is a registered investment advisor at Ameriprise Financial Services, LLC, based in Renton, WA, with 22 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

126 Wells Ave S, Renton, WA, 98057

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Settled
Employment Separation After Allegations
April 2010
Customer Dispute
April 2010
Settled
Customer Dispute
February 2009
Denied
Other Business Activities

Edward has business ownership in tax preparation since 1986. This takes about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2011 - Present · 15 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2011 - Present · 15 yrs 3 mos
Previous Registrations
H.D. Vest Advisory Services, INC
April 2003 - April 2010 · 7 yrs
H.D. Vest Investment ServicesBroker
December 2002 - April 2010 · 7 yrs 4 mos
State Registrations4 states
AZCAIDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.