CH
CH

Chadwick Hargis

23 Years of Experience
Satellite Beach, FL
1 DisclosureBrokerSells Insurance

Chadwick Hargis is a registered investment advisor at Cetera Investment Advisers LLC, based in Satellite Beach, FL, with 23 years of industry experience. Chadwick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Satellite Beach, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2016
Final
Other Business ActivitiesSells Insurance

Chadwick operates Hargis Financial, offering financial services and insurance, dedicating nearly full-time hours to this. He also sells fixed insurance with various companies, spending a few hours per week, and is an insurance agent selling life, annuities, and long-term care insurance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
September 2013 - March 2024 · 10 yrs 6 mos
Ameriprise Financial Services, INC.Broker
October 2009 - September 2013 · 3 yrs 11 mos
Ameriprise Financial Services, INC.
October 2009 - September 2013 · 3 yrs 11 mos
Ameriprise Advisor Services, INC.
April 2009 - October 2009 · 6 mos
Ameriprise Advisor Services, INC.Broker
April 2009 - October 2009 · 6 mos
UBS Financial Services INC.
April 2005 - May 2009 · 4 yrs 1 mo
UBS Financial Services INC.Broker
April 2005 - May 2009 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.
January 2003 - April 2005 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
January 2003 - April 2005 · 2 yrs 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.