Adam Way
Adam Way is a CFP, ChFC-designated registered investment advisor at Global Wealth Strategies and Associates, LLC, based in Denver, CO, with 20 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 925 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual advisory fee. Fees may vary based on the size of the account, complexity of the portfolio, extent of activity in the account or other reasons agreed upon by us and you as the client. The Firm will impose a minimum flat advisory fee of $1,500 annually, billed quarterly on a pro rata basis. Under certain legacy relationships and those that are approved by the CCO, accounts are allocated a tax stipend in which GWS&A pays the clients CPA directly, as mentioned in Item 4. The fees for such tax service is a 5bps increase from our standard advisory fee schedule, not to exceed 1.50%.
Fee Estimator
Location
3200 Cherry Creek South Drive, Suite 280, Denver, CO, 80209
Get directionsHistory
Regulatory History (1)
Regulatory
July 2015Other Business ActivitiesSells Insurance
Adam is a board member for Rachel's Challenge, owner of Way Holdings, LLC, and involved with Global Wealth Strategies Insurance, LLC, where he sells life, health, and fixed annuity insurance. He also manages personal real estate investments through B&A Way, LLC, and is the founder of Adam Way Racing.
Employment History
Current Registrations
Global Wealth Strategies and Associates, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.