Douglas Boring is a CFP-designated registered investment advisor at Cwm, LLC, based in Roseville, CA, with 23 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.
Fee Estimator
Location
2241 Douglas Blvd, Suite 250, Roseville, CA, 95661
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas sells fixed life, disability, health insurance, and fixed annuities, dedicating about 10-20% of his time to this. He also acts as a trustee for the Gladys Moore Generation Skipping Trust, spending minimal time on this activity, and is a board member for Pacific Unity Insurance Solutions, spending minimal time on this.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
The Wealth Consulting Group
LPL Financial LLC
LPL Financial LLCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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