Peter Swansen
Peter Swansen is a registered investment advisor at Cetera Investment Advisers LLC, based in Armonk, NY, with 23 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
80 Business Park Dr Suite 207, Armonk, NY, 10504
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is an insurance agent selling fixed insurance products since 2003, dedicating a few hours per week. He is also a partner at Corporate Plans Retirement Strategies, LLC since 2015, spending about 10-20% of his time on sales of insurance and investment products, staff oversight, client service, and employee benefit/medical insurance sales.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
MML Investors Services, LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.