Randy Leslie is a registered investment advisor at LPL Financial LLC, based in Golden, CO, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14143 Denver West Pkwy Ste 450, Golden, CO, 80401
Get directionsHistory
Regulatory History (2)
Regulatory
October 2014Employment Separation After Allegations
September 2012Other Business Activities
Randy operates under the DBA Colorado Financial Partners, LLC, based in Golden, CA, since 2012. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Edward Jones
Edward JonesBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.