Stephen Chow
Stephen Chow is a registered investment advisor at Pinnacle Investments, LLC, based in East Syracuse, NY, with 53 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,961 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinnacle Investments charges an annual advisory fee of 3.00% for AdvisorPro accounts. This fee may be negotiable based on the investment advisor representative, account size, investment complexity, use of PCM as a sub-advisor, and the level of service required. There is a minimum annual program fee of $100.00. Accounts managed by PCM generally have a minimum opening balance of $100,000.
Location
5845 Widewaters Pkwy, Ste 300, East Syracuse, NY, 13057
Get directionsHistory
Regulatory History (10)
Customer Dispute
October 2008Customer Dispute
September 2006Customer Dispute
March 2006Customer Dispute
November 2003Customer Dispute
August 2002Customer Dispute
June 2002Customer Dispute
February 2002Customer Dispute
January 2002Customer Dispute
November 2001Customer Dispute
June 2001Other Business Activities
Stephen is a board member of the Update Medical University Foundation. He spends minimal time on this activity and receives no compensation.
Employment History
Current Registrations
Pinnacle Investments, LLC
Pinnacle Investments, LLCBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Bache Halsey Stuart INC.Broker
Reynolds Securities, INC.Broker
Travelers Equities Sales, INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.