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Alfredo Torres

11 Years of Experience
Broker

Alfredo Torres is a registered investment advisor at TD Private Client Wealth LLC, based in Flushing, NY, with 11 years of industry experience. Alfredo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 25,685 clients with $8.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
449 advisors
Number of Clients
25,685 clients
Average Client Portfolio
$321K average
Assets Under Management
$8.3B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

TD Private Client Wealth (TDPCW) offers investment management through various wrap fee programs. You'll pay a single fee that covers investment advice and the cost of trading. The fee is based on the amount of your investments, including cash. The specific fee you pay depends on the program you choose. TDPCW may offer discounts on fees at its discretion. The total fee may change over time due to changes in your account, such as the amount of assets, changes in investment managers, or investment performance.

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Location

196-41 Northern Boulevard, Flushing, NY, 11358

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
TD Private Client Wealth LLC
December 2025 - Present · 4 mos
TD Private Client Wealth LLC
December 2025 - Present · 4 mos
TD Private Client Wealth LLCBroker
December 2025 - Present · 4 mos
Previous Registrations
Regulus Financial Group, LLCBroker
August 2023 - January 2025 · 1 yr 5 mos
Regal Investment Advisors LLC
August 2023 - January 2025 · 1 yr 5 mos
Prudential Financial Planning Services
July 2023 - August 2023 · 1 mo
Pruco Securities, LLC.Broker
May 2023 - August 2023 · 3 mos
Santander Securities LLCBroker
September 2012 - July 2013 · 10 mos
Citigroup Global Markets INC.Broker
May 2007 - May 2012 · 5 yrs
Citicorp Investment ServicesBroker
January 2004 - May 2007 · 3 yrs 4 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alfredo Torres - Financial Advisor | TrueAdvisor