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Andrew Watkins

Ameriprise Financial Services, LLC
23 Years of Experience
Boca Raton, FL
1 DisclosureBroker
View SEC Summary
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Andrew Watkins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 23 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2007
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is involved in business ownership and tax preparation since 2020. This activity takes minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Morgan Stanley
February 2011 - September 2020 · 9 yrs 7 mos
Morgan StanleyBroker
February 2011 - September 2020 · 9 yrs 7 mos
Ameriprise Financial Services, INC.
October 2009 - February 2011 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
October 2009 - February 2011 · 1 yr 4 mos
Ameriprise Advisor Services, INC.
May 2007 - October 2009 · 2 yrs 5 mos
Ameriprise Advisor Services, INC.Broker
November 2006 - October 2009 · 2 yrs 11 mos
Wachovia Securities, LLC
February 2005 - November 2006 · 1 yr 9 mos
Wachovia Securities, LLCBroker
January 2003 - November 2006 · 3 yrs 10 mos
State Registrations13 states
CACOCTDCFLIDMTNHNJNYORPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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