EF
EF

Elizabeth Louise Flores

22 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
55 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$137.5M

Fee Structure

Minimum Investment:$2M
Financial Planning:Included in AUM fee
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Location

Santa Cruz, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elizabeth is a 50% owner of Oversight Group, LLC, a tax preparation business since 2010. She spends a few hours per week on the preparation and processing of tax returns.

Employment History
Current Registrations
Legacy Wealth Advisors, LLC
June 2020 - Present · 5 yrs 8 mos
Previous Registrations
Sterling Advisory Services, LLC
February 2014 - September 2020 · 6 yrs 7 mos
Jerome Ben Vernazza
April 2003 - November 2017 · 14 yrs 7 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.