Prateek Mehrotra is a CFA-designated registered investment advisor at Etf Model Solutions, LLC, based in Appleton, WI, with 23 years of industry experience. Prateek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 108 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Embark Invest uses a wrap fee program that bundles advisory, sub-advisory, custody, and trading fees into one fee. The annual fee is a percentage of your account assets, and the rate decreases as your assets increase. The fee includes Betterment's platform fee, which is currently 0.16% of assets. Embark's portion of the fee is negotiable. The total wrap program fee is:
- Less than $1 million: 1.16%
- $1 million to $2.5 million: 1.06%
- $2.5 million to $5.0 million: 0.96%
- $5.0 million to $7.5 million: 0.86%
- $7.5 million to $10.0 million: 0.76%
- $10.0 million to $20.0 million: 0.66%
- $20.0 million to $30.0 million: 0.54%
- Over $30 million: Sum of Embark Fee + 0.16% (Negotiable)
Location
W6272 Communication Court, Appleton, WI, 54914-8531
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Prateek is the Chief Investment Officer, shareholder, board member, and more at Endowment Wealth Management, dedicating nearly full-time hours. He also serves as Chief Investment Officer and managing member at ETF Model Solutions and Global Alternative Investment Management, spending about a quarter of his time at each.
Employment History
Current Registrations
Etf Model Solutions, LLC
Endowment Wealth Management, INC.
Previous Registrations
Isectors, LLC
Sumnicht & Associates, LLC
State Registrations1 state
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