Prateek Mehrotra is a CFA-designated registered investment advisor at Etf Model Solutions, LLC, based in Appleton, WI, with 23 years of industry experience. Prateek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 108 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.90% |
| $2.5M - $5.0M | 0.80% |
| $5.0M - $7.5M | 0.70% |
| $7.5M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.50% |
| $20.0M - $30.0M | 0.40% |
| $30M+ | 0.40% |
Fees represent ETF Model Solutions' advisory fee only. Clients also pay a Betterment platform fee of 0.16% (subject to change based on total platform assets), making total wrap fees range from 1.16% down to 0.54% plus platform fee for amounts over $30 million. ETF Model Solutions' fee is negotiable for larger accounts.
Fee Estimator
Location
W6272 Communication Court, Appleton, WI, 54914-8531
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Prateek is the Chief Investment Officer, shareholder, board member, and more at Endowment Wealth Management, dedicating nearly full-time hours. He also serves as Chief Investment Officer and managing member at ETF Model Solutions and Global Alternative Investment Management, spending about a quarter of his time at each.
Employment History
Current Registrations
Etf Model Solutions, LLC
Endowment Wealth Management, INC.
Previous Registrations
Isectors, LLC
Sumnicht & Associates, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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