Xiuzhen Chen is a registered investment advisor at Morgan Stanley, based in Kirkland, WA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4000 Carillon Point, Suite 600, Kirkland, WA, 98033
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2021 - Present · 5 yrs
Morgan StanleyBroker
September 2021 - Present · 5 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2017 - September 2021 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2017 - September 2021 · 4 yrs
Wachovia Securities, LLCBroker
September 2004 - September 2004 · 0 mos
PNC InvestmentsBroker
January 2004 - April 2004 · 3 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
November 2003 - January 2004 · 2 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.