Thomas Cook is a registered investment advisor at LPL Financial LLC, based in Medford, OR, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3228 Hillcrest Park Dr, Medford, OR, 97504
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Regulatory History (2)
Customer Dispute
December 2021Customer Dispute
August 2007Other Business Activities
Thomas is an independent contractor for Bell Wealth Management and the CEO of Cook Advisors LLC. He spends about a quarter to half of his time on Bell Wealth Management and minimal time on Cook Advisors LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward JonesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.