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Andrea Ruth Klipfel

J. W. Cole Advisors, INC.
22 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
J. W. Cole Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
467 advisors
Number of Clients
29,614 clients
Average Client Portfolio
$243K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Charged separately
Minimum Annual Fee:$280

Location

725 Creston Rd, Ste B, Paso Robles, CA, 93446

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2025
Final
Customer Dispute
April 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrea is the President of Meritage Asset Management Group, a DBA, but this activity is not investment related and takes minimal time. She also owns and instructs at Zentegrity Yoga Therapies, LLC, an online yoga studio, dedicating a few hours per week to this venture.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
August 2024 - Present · 1 yr 6 mos
J.W. Cole Financial, INC.Broker
August 2024 - Present · 1 yr 6 mos
Previous Registrations
Grove Point Advisors, LLC
March 2023 - August 2024 · 1 yr 5 mos
Grove Point Investments, LLCBroker
March 2023 - August 2024 · 1 yr 5 mos
Independent Financial Group, LLC
November 2019 - March 2023 · 3 yrs 4 mos
Independent Financial Group, LLCBroker
November 2019 - March 2023 · 3 yrs 4 mos
LPL Financial LLC
September 2016 - November 2019 · 3 yrs 2 mos
LPL Financial LLCBroker
September 2016 - November 2019 · 3 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2013 - September 2016 · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLC
March 2013 - September 2016 · 3 yrs 6 mos
Edward Jones
November 2005 - March 2013 · 7 yrs 4 mos
Edward JonesBroker
November 2005 - March 2013 · 7 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2005 - November 2005 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - November 2005 · 7 mos
Edward JonesBroker
February 2003 - April 2005 · 2 yrs 2 mos
State Registrations23 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.