Dianne Rizzo is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Springfield, MA, with 21 years of industry experience. Dianne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1295 State Street, Springfield, MA, 01111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dianne owns Rock Bottom Barn, a stable, since 2022, and spends time feeding, cleaning stalls, and caring for horses. This takes about 10-20% of her time and is not investment-related.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
MML Strategic Distributors, LLCBroker
MML Distributors, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Metlife Investors Distribution CompanyBroker
New England Securities Corporation
New England SecuritiesBroker
Tower Square Securities, INC.Broker
Walnut Street Securities, INC.Broker
Tower Square Securities, INC.
Walnut Street Securities, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Distributors LLCBroker
John Hancock Funds, LLCBroker
Signator Investors, INC.Broker
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.