Charles Floeckher
Charles Floeckher is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Marblehead, MA, with 12 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Marblehead, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is an insurance broker selling life insurance, long-term care, and fixed annuities since 2025. This activity takes a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Citizens Securities, INC.
Citizens Securities, INC.Broker
MML Investors Services, LLCBroker
Eagle Strategies LLC
Nylife Securities LLCBroker
Waddell & Reed
Waddell & ReedBroker
PNC InvestmentsBroker
PNC Investments
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.