Steven Howard
Steven Howard is a registered investment advisor at LPL Financial LLC, based in Grayslake, IL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Grayslake, IL
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Regulatory History (1)
Criminal
December 1987Other Business ActivitiesSells Insurance
Steven operates Flochart Financial as a DBA for his LPL business since 2020. He also sells non-variable insurance through Howard Financial Services since 2002, dedicating minimal time to this. Additionally, Steven owns Howard Farms since 2000, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.