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Steven Howard

LPL Financial LLC
21 Years of Experience
Grayslake, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Howard is a registered investment advisor at LPL Financial LLC, based in Grayslake, IL, with 21 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Grayslake, IL

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History

Regulatory History (1)
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Criminal
December 1987
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven operates Flochart Financial as a DBA for his LPL business since 2020. He also sells non-variable insurance through Howard Financial Services since 2002, dedicating minimal time to this. Additionally, Steven owns Howard Farms since 2000, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
May 2020 - Present · 6 yrs 5 mos
LPL Financial LLCBroker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Park Avenue Securities LLC
May 2016 - May 2020 · 4 yrs
Park Avenue Securities LLCBroker
May 2016 - May 2020 · 4 yrs
Northwestern Mutual Investment Services,llc
February 2008 - June 2014 · 6 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
March 2003 - June 2014 · 11 yrs 3 mos
State Registrations9 states
AZFLILMIMNMOOHTNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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