Cromwell Baun is a registered investment advisor at UBS Financial Services INC., based in Atlanta, GA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
3455 Peachtree Road Northeast, Suite 1700, Atlanta, GA, 30326
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cromwell is involved in a variety of activities, including serving on the boards of directors for The Ron Clark Academy, Financial Planning Association of Georgia, and Open Hand NMTC Support. He also participates in the Georgia Society of Certified Public Accountants, owns rental real estate, and seeks acting or modeling opportunities; he also serves on the Investment Committee for Leadership Atlanta and reviews the Georgia Society of CPAs Group Insurance Trust's insurance renewal notice.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations32 states
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