Timothy Dukes
Timothy Dukes is a registered investment advisor at Dukes Financial Group, LLC, based in Charlotte, NC, with 22 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 20 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.30% |
| $300K - $1.0M | 1.05% |
| $1M+ | 0.55% |
Certain family members of DFG representatives receive a 25% discount.
Fee Estimator
Location
Charlotte, NC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy has been an insurance agent selling insurance for various carriers since 2003. This activity is investment-related.
Employment History
Current Registrations
Dukes Financial Group, LLC
Previous Registrations
Waddell & Reed, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.