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CFP

Mary Bauer

Edward Jones
21 Years of Experience
Oklahoma City, OK
Broker
View SEC Summary
View SEC Summary

Mary Bauer is a CFP-designated registered investment advisor at Edward Jones, based in Oklahoma City, OK, with 21 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5100 N Brookline Ave Suite 615, Oklahoma City, OK, 73112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary is a committee member for the Make a Wish 13th Annual Purse Luncheon since 2019. This involves attending meetings, selling raffle tickets, getting donations, and setting up/breaking down for the luncheon, requiring minimal time.

Employment History
Current Registrations
Edward Jones
November 2017 - Present · 8 yrs 11 mos
Edward JonesBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Hilltop Securities INC.Broker
April 2008 - March 2017 · 8 yrs 11 mos
Primevest Financial Services, INC.Broker
April 2007 - March 2008 · 11 mos
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Banc One Securities CorporationBroker
June 2004 - July 2005 · 1 yr 1 mo
Edward JonesBroker
March 2003 - June 2004 · 1 yr 3 mos
State Registrations16 states
AZCACOFLGAINKSMEMONMNYOKORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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