JM
JM
Jennifer Mangum
21 Years of Experience
Westlake, TX
1 DisclosureBroker
Jennifer Mangum is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 21 years of industry experience. Jennifer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2024 - Present · 2 yrs 9 mos
Charles Schwab & CO., INC.Broker
January 2024 - Present · 2 yrs 9 mos
Charles Schwab & CO., INC.
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
March 2015 - September 2023 · 8 yrs 6 mos
TD Ameritrade, INC.
December 2011 - October 2022 · 10 yrs 10 mos
TD Ameritrade, INC.Broker
December 2011 - May 2024 · 12 yrs 5 mos
Amerivest Investment Management, LLC
August 2010 - May 2011 · 9 mos
TD Ameritrade, INC.
August 2010 - May 2011 · 9 mos
TD Ameritrade, INC.Broker
September 2008 - May 2011 · 2 yrs 8 mos
Intersecurities, INC.
July 2006 - March 2008 · 1 yr 8 mos
Intersecurities, INC.Broker
July 2006 - March 2008 · 1 yr 8 mos
Intersecurities, INC.
May 2005 - December 2005 · 7 mos
Intersecurities, INC.Broker
May 2005 - December 2005 · 7 mos
American Express Financial Advisors, INC.
May 2003 - March 2005 · 1 yr 10 mos
American Express Financial Advisors INC.Broker
April 2003 - March 2005 · 1 yr 11 mos
Ids Life Insurance CompanyBroker
April 2003 - March 2005 · 1 yr 11 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNENJNMNVNYOHOKORPASCTXUTVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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