Ying Jing is a registered investment advisor at Oceaniq Capital, LLC, based in Palo Alto, CA, with 19 years of industry experience. Ying operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 452 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $25.0M | 0.50% |
| $25M+ | 0.35% |
Fees are negotiable and specific to each client. Firm may also charge performance-based fees of up to 10% of net profits for qualified clients.
Fee Estimator
Location
1881 Page Mill Rd., Suite #236, Palo Alto, CA, 94304
Get directionsHistory
Regulatory History (2)
Regulatory
December 2016Employment Separation After Allegations
September 2013Employment History
Current Registrations
Oceaniq Capital, LLC
Previous Registrations
Oceaniq Capital, LLC
S F Sentry Securities, INC.Broker
Credit Suisse Securities (USA) LLCBroker
Credit Suisse Securities (USA) LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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