Duane Toney is a PFS-designated registered investment advisor at Cwm, LLC, based in Salt Lake City, UT, with 23 years of industry experience. Duane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.
Fee Estimator
Location
2150 S 1300 East, Ste. 500, Salt Lake City, UT, 84106
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Duane sells fixed insurance with various companies, including life, health, disability, annuities, and long-term care. He also works as a CPA, is involved in insurance sales with Legacy Insurance Planning, Oxford Financial Group, and Cambridge Financial Center, is a managing member of Plan Your Succession, LLC (dedicating about a quarter of his time), and is an EOS Community Network Leader.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
First Western Advisors
First Western AdvisorsBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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