Greg Miller
Greg Miller is a registered investment advisor at Guardian Capital, LLC, based in Wexford, PA, with 19 years of industry experience. Greg operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 241 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.80% |
| $3M+ | 0.50% |
The annual fee may be negotiable. When Guardian Capital uses Nucleus Model Marketplace to manage your assets, additional fees are incurred, ranging from 0.00% and 1.00% annually for strategist fees, up to 0.10% for administration, up to 0.15% for trading, and up to 0.05% for outsourced services.
Fee Estimator
Location
109 Vip Drive, Wexford, PA, 15090
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2015Customer Dispute
March 2011Employment Separation After Allegations
October 2010Customer Dispute
July 2010Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Greg is a partner at Greg Miller & Associates, providing estate planning services and selling insurance products like life insurance and fixed annuities, taking about half of Greg's time. He also owns a SportsClips franchise in Pennsylvania since 2013.
Employment History
Current Registrations
Guardian Capital, LLC
Previous Registrations
Ing Financial Partners, INC
Securities America Advisors, INC.
Legacy Advisory Services, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.