RH
RH
Richard Henningsen
21 Years of Experience
Anchorage, AK
1 DisclosureBroker
Richard Henningsen is a registered investment advisor at UBS Financial Services INC., based in Anchorage, AK, with 21 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
3000 A Street, Suite 100, Anchorage, AK, 99503
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2008Settled
Employment History
Current Registrations
UBS Financial Services INC.
July 2013 - Present · 13 yrs 3 mos
UBS Financial Services INC.Broker
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
July 2013 - July 2013 · 0 mos
Wells Fargo Advisors, LLC
January 2011 - July 2013 · 2 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2011 - July 2013 · 2 yrs 6 mos
Wells Fargo Investments, LLCBroker
December 2010 - January 2011 · 1 mo
Wells Fargo Investments, LLC
December 2010 - January 2011 · 1 mo
UBS Financial Services INC.Broker
January 2006 - May 2009 · 3 yrs 4 mos
UBS Financial Services INC.
October 2005 - May 2009 · 3 yrs 7 mos
Elliott Cove Capital Management
March 2003 - April 2005 · 2 yrs 1 mo
State Registrations4 states
AKCATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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