Jason Batista
Jason Batista is a registered investment advisor at LPL Financial LLC, based in Westborough, MA, with 23 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1500 West Park Drive, Suite 100, Westborough, MA, 01581
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2014Other Business ActivitiesSells Insurance
Jason operates his LPL business through Legacy Financial Advisors, Inc., dedicating nearly full-time hours to it. He also works with Legacy Insurance Brokers selling non-variable insurance and owns rental real estate, each taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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