TrueAdvisor
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MP
ChFC
MP
ChFC

Matthew Pescatore

LPL Financial LLC
20 Years of Experience
Westborough, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Matthew Pescatore is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Westborough, MA, with 20 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1500 W Park Dr Ste 100, Westborough, MA, 01581-4000

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Matthew is affiliated with Legacy Financial Advisors INC as a DBA for LPL business, spending minimal time on it. He is also associated with Legacy Insurance Brokers LLC, dealing with non-variable insurance, dedicating minimal time to this activity as well.

Employment History
Current Registrations
LPL Financial LLC
December 2023 - Present · 2 yrs 10 mos
LPL Financial LLCBroker
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
Osaic Wealth, INC.
September 2023 - December 2023 · 3 mos
Osaic Wealth, INC.Broker
September 2023 - December 2023 · 3 mos
Sagepoint Financial, INC.
November 2010 - September 2023 · 12 yrs 10 mos
Sagepoint Financial, INC.Broker
October 2008 - September 2023 · 14 yrs 11 mos
American General Securities IncorporatedBroker
July 2006 - October 2008 · 2 yrs 3 mos
State Registrations31 states
AKALCACOCTDCDEFLGAIDINMAMDMEMIMNNENHNJNMNVOHPARISCTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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