Lauren King is a CFP-designated registered investment advisor at Compass Advisors, based in Melville, NY, with 18 years of industry experience. Lauren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 528 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range up to 2.00% annually based on asset size, portfolio complexity, and overall relationship. Fees are negotiable at the firm's discretion.
Fee Estimator
Location
155 Pinelawn Road, Suite 210 N, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lauren is dually-registered with Compass Advisory Group and Purshe Kaplan Sterling Investments, spending most of her time as an investment advisor representative. She also sells life, long-term disability, long-term care, and fixed annuities, dedicating about 10% of her time to this activity.
Employment History
Current Registrations
Compass Advisors
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Compass Advisors
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Sanford C. Bernstein & CO., LLCBroker
Brown Brothers Harriman & CO.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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