Lauren King is a CFP-designated registered investment advisor at Compass Advisors, based in Melville, NY, with 17 years of industry experience. Lauren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 528 clients with $770M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Compass Advisors manages investments for a fee based on the value of your portfolio. The annual fee can be up to 2.00% of the portfolio value, depending on the complexity of the services, the amount of assets managed, and the overall relationship. Fees are negotiable.
Location
155 Pinelawn Road, Suite 210 N, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lauren is dually-registered with Compass Advisory Group and Purshe Kaplan Sterling Investments, spending most of her time as an investment advisor representative. She also sells life, long-term disability, long-term care, and fixed annuities, dedicating about 10% of her time to this activity.
Employment History
Current Registrations
Compass Advisors
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Compass Advisors
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Sanford C. Bernstein & CO., LLCBroker
Brown Brothers Harriman & CO.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.