Diana George is a registered investment advisor at D.A. Davidson & CO., based in Salt Lake City, UT, with 18 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
95 S State St, Suite 1500, Salt Lake City, UT, 84111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Diana participates in the finance committee for Girl Scouts of Utah, reviewing financials and engaging with auditors, while abstaining from voting. She also manages P5 LLC, a holding entity for laser equipment, dedicating minimal time to each activity.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Key Investment Services LLCBroker
Key Investment Services LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Crewe Advisors
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Zions Direct, INC.Broker
Contango Capital Advisors, INC.
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
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