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Amy Townsend-Vanderpool
22 Years of Experience
Clio, MI
1 DisclosureBroker
Amy Townsend-Vanderpool is a registered investment advisor at LPL Financial LLC, based in Clio, MI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Clio, MI
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2006Closed-No Action
Employment History
Current Registrations
LPL Financial LLCBroker
April 2022 - Present · 4 yrs 1 mo
LPL Financial LLC
April 2022 - Present · 4 yrs 1 mo
LPL Financial LLC
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
March 2019 - April 2022 · 3 yrs 1 mo
Cetera Advisor Networks LLCBroker
March 2019 - April 2022 · 3 yrs 1 mo
The Huntington Investment CompanyBroker
February 2017 - February 2019 · 2 yrs
Huntington Financial Advisors
February 2017 - February 2019 · 2 yrs
LPL Financial LLC
March 2011 - February 2017 · 5 yrs 11 mos
LPL Financial LLCBroker
March 2011 - February 2017 · 5 yrs 11 mos
PNC Investments
August 2010 - March 2011 · 7 mos
PNC InvestmentsBroker
August 2010 - March 2011 · 7 mos
Chase Investment Services CORP.
February 2006 - August 2010 · 4 yrs 6 mos
Chase Investment Services CORP.Broker
July 2005 - August 2010 · 5 yrs 1 mo
Banc One Securities CorporationBroker
March 2003 - July 2005 · 2 yrs 4 mos
State Registrations2 states
MISC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.