Lori Sherman is a registered investment advisor at Cetera Investment Advisers LLC, based in Whittier, CA, with 19 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
15141 E Whittier Blvd Ste 550, Whittier, CA, 90603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lori works as a senior events specialist for Kitces.com, a financial services education company, dedicating full-time hours to running retreats and producing virtual content. Lori also works as a marketing associate for Herb Messick, supporting Cetera reps, marketing, and handling administrative and website monitoring tasks, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Thrivent Advisor Network, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Erman Retirement Advisory
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Cetera Investment Services LLCBroker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cetera Advisors LLCBroker
Ing Financial Partners, INC.Broker
Pacific Select Distributors, INC.Broker
State Registrations1 state
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