Carlos Obermaier is a registered investment advisor at Obermaier Management LLC, based in Miami, FL, with 20 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Obermaier Management's fees are individually negotiated with each client and may vary depending on factors including the proposed allocation among the underlying investment products. Fees are generally billed quarterly in arrears.
Location
Miami, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Obermaier Management LLC
Previous Registrations
Hsbc Securities (USA) INC.
UBS Financial Services INC.
State Registrations1 state
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