JG
JG
Joel Guerrero
22 Years of Experience
Brownsville, TX
2 DisclosuresBrokerSells Insurance
Joel Guerrero is a registered investment advisor, based in Brownsville, TX, with 22 years of industry experience.
Location
5156 N. Expressway, Suite B, Brownsville, TX, 78526
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
November 2020Judgment / Lien
January 2020Other Business ActivitiesSells Insurance
Joel provides financial services and sells various insurance products through various insurance companies. This activity is investment-related.
Employment History
Current Registrations
Sigma Financial CorporationBroker
May 2011 - Present · 15 yrs
Spc
May 2011 - Present · 15 yrs
Previous Registrations
Gwm Group, INC.Broker
October 2010 - May 2011 · 7 mos
Great Nation Investment CorporationBroker
August 2010 - September 2010 · 1 mo
United Equity Securities, LLC
June 2010 - August 2010 · 2 mos
United Equity Securities, LLCBroker
March 2010 - August 2010 · 5 mos
Gunnallen Financial, INCBroker
June 2009 - March 2010 · 9 mos
Gunnallen Financial, INC
June 2009 - March 2010 · 9 mos
Wells Fargo Advisors, LLC
January 2008 - June 2009 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
January 2008 - June 2009 · 1 yr 5 mos
A. G. Edwards & Sons, INC.
August 2003 - January 2008 · 4 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
June 2003 - January 2008 · 4 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.