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Brian Dick

22 Years of Experience
Wexford, PA
Broker

Brian Dick is a registered investment advisor at Cetera Investment Advisers LLC, based in Wexford, PA, with 22 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

180 Swinderman Road, Suite 340, Wexford, PA, 15090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a board member of the North Hills Athletic Association, a youth softball organization, since 2016. He dedicates minimal time to managing teams, providing instruction, fundraising, and attending board meetings.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
January 2007 - Present · 19 yrs 4 mos
Cetera Advisors LLCBroker
January 2007 - Present · 19 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
September 2011 - March 2024 · 12 yrs 6 mos
Ing Financial Partners, INC.Broker
March 2006 - December 2006 · 9 mos
First Investors CorporationBroker
May 2003 - November 2005 · 2 yrs 6 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Dick - Financial Advisor | TrueAdvisor