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James Plummer

Consolidated Portfolio Review CORP
22 Years of Experience
Johnstown, PA
2 DisclosuresSells Insurance
View SEC Summary
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James Plummer is a registered investment advisor at Consolidated Portfolio Review CORP, based in Johnstown, PA, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,228 clients with $1.6B in assets under management.

Consolidated Portfolio Review CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
66 advisors
Number of Clients
6,228 clients
Average Client Portfolio
$256K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$90
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%

Shows the tiered billing schedule maximum annual advisory fees. The firm also offers threshold billing, flat percentages, and flat annual fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Johnstown, PA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2023
Final
Customer Dispute
November 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is an insurance agent since 2022, discussing life insurance, annuities, and long-term care insurance with clients. This takes about 10% of his time during regular business hours.

Employment History
Current Registrations
Consolidated Portfolio Review CORP
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Ilg Private Wealth, INC.
April 2018 - August 2022 · 4 yrs 4 mos
Csenge Advisory Group, LLC
January 2015 - April 2018 · 3 yrs 3 mos
Fsc Securities Corporation
December 2014 - April 2018 · 3 yrs 4 mos
Fsc Securities CorporationBroker
December 2014 - April 2018 · 3 yrs 4 mos
M&t Securities, INC.Broker
July 2010 - September 2014 · 4 yrs 2 mos
USA Financial Securities Corporation
September 2007 - July 2010 · 2 yrs 10 mos
USA Financial Securities CorporationBroker
December 2003 - July 2010 · 6 yrs 7 mos
Hornor, Townsend & Kent, INC.Broker
June 2003 - December 2003 · 6 mos
State Registrations2 states
FLPA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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