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Bret Petersen

Rothschild Investment
23 Years of Experience
Oakbrook, IL
1 DisclosureBroker
View SEC Summary
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Bret Petersen is a registered investment advisor at Rothschild Investment, based in Oakbrook, IL, with 23 years of industry experience. Bret is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,246 clients with $2.8B in assets under management.

Rothschild Investment
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,246 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.25%
$3.0M - $7.0M1.00%
$7.0M - $15.0M0.75%
$15M+0.50%

Fees are negotiable and generally based on the size and complexity of the client relationship. The firm may group related client accounts for householding breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

700 Commerce Drive, Suite 170, Oakbrook, IL, 60523

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History

Regulatory History (1)
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Employment Separation After Allegations
January 2026
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bret's spouse owns 100% of Team Give, Inc., which is not investment related. Bret spends no time on this activity, and it is included for estate planning purposes.

Employment History
Current Registrations
Rothschild Wealth LLC
January 2026 - Present · 9 mos
Rothschild Investment LLCBroker
January 2026 - Present · 9 mos
Previous Registrations
Wells Fargo Advisors
October 2019 - January 2026 · 6 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
October 2019 - January 2026 · 6 yrs 3 mos
UBS Financial Services INC.Broker
April 2011 - November 2019 · 8 yrs 7 mos
UBS Financial Services INC.
April 2011 - November 2019 · 8 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2011 · 1 yr 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2011 · 1 yr 10 mos
Citigroup Global Markets INC.
October 2006 - June 2009 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
October 2006 - June 2009 · 2 yrs 8 mos
Morgan Stanley
September 2003 - October 2006 · 3 yrs 1 mo
Morgan Stanley Dw INC.Broker
March 2003 - October 2006 · 3 yrs 7 mos
State Registrations19 states
AZCACOFLILINKSMIMNMOMTNCNDOHORTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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