Richard Disharoon is a CFP-designated registered investment advisor, based in Knoxville, TN, with 22 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9724 Kingston Pike, Ste 701, Knoxville, TN, 37922
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent selling life, disability, and long-term care insurance products since 2012, dedicating a few hours per week. He is also an advisory representative of a Registered Investment Advisor (RIA) and a board member, dedicating minimal time to each.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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