Peggy Slaughter
Peggy Slaughter is a CFP-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Columbus, OH, with 23 years of industry experience. Peggy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.
Fee Estimator
Location
7965 High St, Suite 130, Columbus, OH, 43235
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peggy is an agent for Saling Simms Associates, selling non-variable insurance and assisting in annual renewals, dedicating minimal time to this. She also works for Saling Simms Associates as an advisor for qualified retirement plans, taking nearly full-time hours, and provides advisory services for qualified retirement plans through Saling Simms Associates RIA, also taking more than full-time hours.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
Steward Partners Investment Solutions, LLCBroker
Previous Registrations
Level Four Financial, LLCBroker
Saling, Simms, Associates INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Hrh Investment Advisors, LLC
Westport Financial Services, L.L.C.Broker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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