Peggy Slaughter
Peggy Slaughter is a CFP-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Columbus, OH, with 23 years of industry experience. Peggy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 35,105 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Steward Partners offers investment management through various programs. Fees are negotiable and are calculated as a percentage of the assets managed. The maximum program fee is 2.50% annually. There are minimum new account values, but no minimum quarterly program fees are listed for the Steward Partners Discretionary Portfolios and Steward Partners Guided Portfolios. The amount of compensation Steward Partners receives varies between advisory programs and services, creating a potential conflict of interest.
Location
7965 High St, Suite 130, Columbus, OH, 43235
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peggy is an agent for Saling Simms Associates, selling non-variable insurance and assisting in annual renewals, dedicating minimal time to this. She also works for Saling Simms Associates as an advisor for qualified retirement plans, taking nearly full-time hours, and provides advisory services for qualified retirement plans through Saling Simms Associates RIA, also taking more than full-time hours.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
Steward Partners Investment Solutions, LLCBroker
Previous Registrations
Level Four Financial, LLCBroker
Saling, Simms, Associates INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Hrh Investment Advisors, LLC
Westport Financial Services, L.L.C.Broker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.