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Joshua Jaffe

Steward Partners Investment Advisory, LLC
20 Years of Experience
Columbus, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Joshua Jaffe is a registered investment advisor at Steward Partners Investment Advisory, LLC, based in Columbus, OH, with 20 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
478 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Columbus, OH

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2025
Denied
Employment Separation After Allegations
June 2020
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joshua is an independent insurance broker and sells fixed annuities. He also owns 3J&E, LLC, a holding company for rental real estate, and is president of Redwood Renovations, Inc, where he provides consulting services and manages day-to-day operations, dedicating about 10-20% of his time to each.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
August 2025 - Present · 1 yr 2 mos
Steward Partners Investment Advisory, LLC
August 2025 - Present · 1 yr 2 mos
Steward Partners Investment Solutions, LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2020 - August 2025 · 5 yrs 2 mos
Ameriprise Financial Services, LLCBroker
June 2020 - August 2025 · 5 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2020 · 7 yrs 9 mos
J.P. Morgan Securities LLC
October 2012 - July 2020 · 7 yrs 9 mos
Chase Investment Services CORP.
January 2012 - October 2012 · 9 mos
Chase Investment Services CORP.Broker
November 2010 - October 2012 · 1 yr 11 mos
PFS Investments INC.Broker
May 2006 - November 2010 · 4 yrs 6 mos
State Registrations20 states
AZCAFLIAIDINKSMIMONCNVNYOHORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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