CA
CA

Craig Alexander

21 Years of Experience
Northbrook, IL
1 DisclosureBroker

Craig Alexander is a registered investment advisor at Ameriprise Financial Services, LLC, based in Northbrook, IL, with 21 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

400 Skokie Blvd Ste 850, Northbrook, IL, 60062

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History

Regulatory History (1)
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Customer Dispute
September 2010
Settled
Other Business Activities

Craig is involved with Piekarski and Associates, LTD since 2014. This investment-related activity takes about a quarter of his time, including time during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2011 - Present · 15 yrs
Ameriprise Financial Services, LLCBroker
July 2011 - Present · 15 yrs
Previous Registrations
Hornor, Townsend & Kent, INC.
January 2010 - July 2011 · 1 yr 6 mos
Hornor, Townsend & Kent, INC.Broker
January 2010 - July 2011 · 1 yr 6 mos
Ameriprise Financial Services, INC.
June 2005 - January 2010 · 4 yrs 7 mos
Ameriprise Financial Services, INC.Broker
May 2005 - January 2010 · 4 yrs 8 mos
Ids Life Insurance CompanyBroker
May 2005 - July 2006 · 1 yr 2 mos
Hold Brothers On-Line Investment Services L.L.C.Broker
April 2005 - May 2005 · 1 mo
Great Point Capital LLCBroker
April 2003 - April 2004 · 1 yr
State Registrations10 states
AZCOFLILMINVNYOHTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.