Joseph Halpern is a registered investment advisor at Exceed Advisory LLC, based in New York, NY, with 19 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 92 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Exceed Advisory's fees for managing separately managed accounts are negotiable, targeting between 0.25% and 1.25% annually. These fees are deducted directly from client accounts, first from available cash, and then by liquidating a portion of the portfolio if needed. In some cases, Exceed acts as a sub-advisor and is paid as determined by the primary advisor.
Location
79 Madison Ave., 3rd Floor, New York, NY, 10016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the CEO of Exceed Advisors/Investments and CIO of Fountainhead Capital Management LLC, Fountainhead AM, Fountainhead Retirement Services, and Fountainhead Protection Services, dedicating about a quarter of his time to the latter. He also works as a consultant for Volos Portfolio Solutions LLC and Omega Point Research, Inc., and is an expert witness consultant and a Penn Mutual Insurance Agent.
Employment History
Current Registrations
Exceed Advisory LLC
Previous Registrations
Exceed Advisory LLC
Chelsea Financial ServicesBroker
Fountainhead Am, LLC
Fountainhead Advisors
Nebari Securities, LLCBroker
Halpern Capital, INC.Broker
Ing Financial Markets LLCBroker
Kellogg Capital Group LLCBroker
Halpern Capital, INC.Broker
E*trade Professional Trading, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.