Exceed Advisory specializes in option-based investment strategies for separately managed accounts, mutual funds, and exchange-traded funds. Rather than offering traditional broad portfolio management, Exceed Advisory designs customized option strategies to help clients achieve specific risk and reward objectives, such as enhanced exposure to major market indices with built-in downside protection. The firm primarily collaborates with other financial advisors who maintain the direct relationships with individual clients, acting as a specialized sub-advisor. Exceed Advisory operates on a discretionary basis, meaning the firm makes trading decisions on behalf of clients within the agreed-upon option framework. The firm's investment approach heavily involves options, derivatives, equity markets, and fixed-income securities used as collateral, carrying specific risks associated with market volatility, option expiration, and liquidity events.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees for separately managed accounts are negotiable and targeted between 0.25% and 1.25% annually. Fees for mutual funds and exchange-traded funds are included in their internal expense ratios.