Michael Kendall
Michael Kendall is a registered investment advisor at Ameriprise Financial Services, LLC, based in Puyallup, WA, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Puyallup, WA
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
September 2014Customer Dispute
March 2012Customer Dispute
October 2011Customer Dispute
December 2010Other Business ActivitiesSells Insurance
Michael is an independent insurance broker with National Life Group since 2018, selling fixed annuities. He also owns another business since 2022, dedicating about 10-20% of his time to each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.