Roger Duffy
Roger Duffy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Canton, OH, with 22 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4383 Executive Cir Nw, Canton, OH, 44718
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2024Other Business Activities
Roger owns multiple commercial and single-family real estate properties, and is an authorized member making business decisions on property acquisitions for 145 East Main St., LLC. He also serves as Chief Commercial Officer at Integrated Source One, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.