Roger Duffy
Roger Duffy is a registered investment advisor at Ameriprise Financial Services, LLC, based in Canton, OH, with 23 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
4383 Executive Cir Nw, Canton, OH, 44718
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Regulatory History (1)
Customer Dispute
June 2024Other Business Activities
Roger owns multiple commercial and single-family real estate properties, and is an authorized member making business decisions on property acquisitions for 145 East Main St., LLC. He also serves as Chief Commercial Officer at Integrated Source One, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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