Joanne Spears is a registered investment advisor, based in Red Bank, NJ, with 10 years of industry experience.
Location
12 Broad Street, 5th Floor, Red Bank, NJ, 07701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Joanne is an advisory board member for EDsnaps, a non-profit charitable organization, since 2019. She dedicates a few hours per week to assist with strategic planning and stakeholder representation.
Employment History
Current Registrations
Newport Capital Group, LLC
September 2023 - Present · 2 yrs 7 mos
Ncg Securities LLCBroker
September 2023 - Present · 2 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2015 - September 2023 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - September 2023 · 8 yrs 2 mos
State Registrations6 states
CAFLNJNYPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.