Joanne Spears is a CFP-designated registered investment advisor at Newport Capital Group, LLC, based in Red Bank, NJ, with 11 years of industry experience. Joanne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 252 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.50% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $20.0M | 0.50% |
| $20M+ | 0.40% |
The schedule is subject to a minimum annual fee of $25,000. Fees are negotiable at the firm's discretion.
Fee Estimator
Location
12 Broad Street, 5th Floor, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joanne is an advisory board member for EDsnaps, a non-profit charitable organization, since 2019. She dedicates a few hours per week to assist with strategic planning and stakeholder representation.
Employment History
Current Registrations
Newport Capital Group, LLC
Ncg Securities LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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