Colin Allison is a registered investment advisor, based in Dubuque, IA, with 22 years of industry experience.
Location
Dubuque, IA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Colin owns Colco Properties LLC, a rental property, since 2015. He spends a few hours per week on this activity.
Employment History
Current Registrations
Empower Advisory Group, LLC
December 2020 - Present · 5 yrs 5 mos
Empower Financial Services, INC.
December 2020 - Present · 5 yrs 5 mos
Empower Financial Services, INC.Broker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Prudential Customer Solutions LLC
May 2019 - July 2020 · 1 yr 2 mos
Global Portfolio Strategies, INC.
October 2007 - December 2018 · 11 yrs 2 mos
Prudential Investment Management Services LLCBroker
April 2005 - July 2020 · 15 yrs 3 mos
Prudential Retirement Brokerage Services, INC.Broker
May 2003 - April 2005 · 1 yr 11 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.