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Robert Smith

Integrated Financial Solutions, PLLC
22 Years of Experience
Scottsdale, AZ
5 DisclosuresSells Insurance
View SEC Summary
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Robert Smith is a registered investment advisor at Integrated Financial Solutions, PLLC, based in Scottsdale, AZ, with 22 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 5 more. Their firm serves 289 clients with $85M in assets under management.

Integrated Financial Solutions, PLLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
289 clients
Average Client Portfolio
$294K average
Assets Under Management
$85.0M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fee is up to 2% of managed assets and is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

20865 N. 90th Place, Suite 110, Scottsdale, AZ, 85255

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2019
Final
Criminal
August 2017
Final Disposition
Employment Separation After Allegations
August 2011
Customer Dispute
April 2011
Settled
Criminal
May 1997
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is involved in several business activities, including fundraising for the Children in Need Foundation, owning Silvertree Special Needs Planning and Silvertree Financial LLC, owning rental property, working as an independent insurance agent, directing the Special Needs Education and Advocacy Project, and serving as President of the Board of Directors for Academic Opportunity of Arizona. Robert dedicates a full-time amount of time to both Silvertree Special Needs Planning and working as an independent insurance agent.

Employment History
Current Registrations
Integrated Financial Solutions, PLLC
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Voya Financial Advisors, INC.
May 2012 - October 2019 · 7 yrs 5 mos
Voya Financial Advisors, INC.Broker
February 2012 - October 2019 · 7 yrs 8 mos
MML Investors Services, LLC
September 2006 - August 2011 · 4 yrs 11 mos
MML Investors Services, LLCBroker
November 2003 - August 2011 · 7 yrs 9 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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