Jonathan Elliott

Optima Capital Management

22 Years of Experience

2 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Optima Capital Management

Compensation

Fee-Only (AUM)

Firm Size

4 advisors

Number of Clients

163 clients

Average Client Portfolio

$715K average

Assets Under Management

$116.5M

Fee Structure

Location

222 S Mill Ave, Ste 800, Tempe, AZ, 85281

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History

Regulatory History (2)

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Regulatory

November 2020

Final

Employment Separation After Allegations

September 2019

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Jonathan Elliott holds an insurance license from the State of Arizona. He is not affiliated with any insurance company or agency.

Employment History

Current Registrations

Optima Capital Management

November 2019 - Present · 6 yrs 3 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

May 2003 - October 2019 · 16 yrs 5 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

April 2003 - October 2019 · 16 yrs 6 mos

State Registrations2 states

AZTX

Advisor

Exams

No exam information available for this advisor.