Todd Michael Bendell

CFP

Optima Capital Management

12 Years of Experience

4 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Optima Capital Management

Compensation

Fee-Only (AUM)

Firm Size

4 advisors

Number of Clients

163 clients

Average Client Portfolio

$715K average

Assets Under Management

$116.5M

Fee Structure

Location

222 S Mill Ave, Ste 800, Tempe, AZ, 85281

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History

Regulatory History (4)

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Regulatory

November 2020

Final

Employment Separation After Allegations

September 2019

Customer Dispute

February 2016

Denied

Criminal

October 2008

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Todd is a General Partner at Amphibian Capital, managing portfolios for private funds, dedicating about 10-20% of his time. He also teaches yoga, breathwork, and sound at Ecstatic Vinyasa for minimal time.

Employment History

Current Registrations

Optima Capital Management

November 2019 - Present · 6 yrs 3 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

August 2013 - October 2019 · 6 yrs 2 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

July 2013 - October 2019 · 6 yrs 3 mos

State Registrations2 states

AZTX

Advisor

Exams

No exam information available for this advisor.